VP of Investment Guideline Compliance

This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a VP of Investment Guideline Compliance based in United States. This is a senior compliance leadership opportunity focused on ensuring investment portfolios remain aligned with fund guidelines, regulatory requirements, and disclosed investment restrictions.You will oversee the implementation and monitoring of investment policies within Bloomberg AIM and internal order management systems.The role spans the full trading compliance lifecycle, from translating fund documentation into system rules to pre- and post-trade monitoring.You will work closely with investment management, trading, operations, and other stakeholders to identify, investigate, and resolve potential compliance issues.Your expertise will directly support the integrity of ETF operations while helping strengthen compliance controls, processes, and technology.The position combines regulatory knowledge, analytical thinking, systems expertise, and cross-functional collaboration in a fast-paced investment management environment.Candidates located near Chicago, Milwaukee, New York City, or West Pal... Click Apply to read the full job description.