At NerdWallet, we’re on a mission to bring clarity to all of life’s financial decisions and every great mission needs a team of exceptional Nerds. We’ve built an inclusive, flexible, and candid culture where you’re empowered to grow, take smart risks, and be unapologetically yourself (cape optional). Whether remote or in-office, we support how you thrive best. We invest in your well-being, development, and ability to make an impact because when one Nerd levels up, we all do.
The Regulatory Compliance Manager will play a key role in supporting the Company’s Compliance Management System (CMS). This position will focus on supporting the implementation and execution of the compliance monitoring and testing program, compliance risk assessments, and policy governance in a dynamic fintech environment.
This role is well-suited for a compliance professional who is comfortable building structure, refining processes, and partnering closely with the business as the CMS evolves. Experience in consumer lending and insurance is strongly preferred.
This role reports to the Chief Compliance Officer.
WHERE YOU CAN MAKE AN IMPACT:
- Support and help mature the Company’s newly implemented Compliance Management System (CMS), including risk assessments, monitoring, issue management, and governance processes.
- Implement compliance monitoring and testing across business lines, including marketing, product, operations, and third parties, document findings and support remediation efforts.
- Support enterprise compliance risk assessments, including risk identification, scoring, and issue mitigation tracking.
- Support the drafting, review, and maintenance of compliance policies and procedures, ensuring they remain current, practical, and aligned with regulatory expectations.
- Monitor regulatory developments affecting fintech, consumer lending, and insurance products, and provide practical compliance guidance to Legal and Compliance Management.
- Partner with cross-functional teams to embed compliance controls into business processes and support scalable growth.
- Establish key performance indicators (KPIs) and metrics to measure the effectiveness of the compliance program.
YOUR EXPERIENCE:
- Bachelor’s degree in business, finance, accounting, risk management, or a related field.
- 5+ years of regulatory compliance experience within financial services or fintech.
- Experience supporting a newly implemented or evolving CMS strongly preferred.
- Experience in consumer lending and/or insurance compliance preferred.
- CRCM (Certified Regulatory Compliance Manager) designation is a plus.
Preferred Skills and Competencies
- Hands-on experience conducting compliance testing, monitoring, and risk assessments.
- Experience supporting or maturing a Compliance Management System.
- Ability to assess control design and operational effectiveness in evolving environments.
- Strong ability to work cross-functionally with Product, Marketing, Operat