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Deputy Chief Compliance Officer

Jobgether
24 hours ago
Full-time
Remote
Worldwide
Remote Finance
This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Deputy Chief Compliance Officer based in the United States. This is a senior compliance leadership opportunity for an experienced investment management professional ready to modernize and scale a sophisticated compliance organization.The role serves as the Chief Compliance Officer’s key partner while providing day-to-day leadership across a broad, integrated compliance framework.You will oversee investment adviser, investment company, investment guideline, broker-dealer, and due diligence programs while maintaining strong regulatory discipline.The position combines strategic leadership with hands-on operational ownership, from risk identification and remediation to regulatory examinations and board reporting.A major focus will be using data, workflow automation, and responsibly governed AI to make surveillance, testing, evidence management, and reporting more efficient.You will work closely with senior executives, legal leaders, fund boards, independent trustees, regulators, and cross-functional teams.This role is ideal for a builder and independent thin... Click Apply to read the full job description.